Policy Statement
The OPCC will ensure that information is not kept for longer than is necessary, and will retain the minimum amount of information that it requires to carry out its statutory functions. This policy supports the OPCC’s Publication Scheme and its Plans and Strategies and is designed to provide clarity and consistency in records management.
Introduction
Retention periods are given in whole years and are from the end of the financial year to which the records relate. Records should be disposed of by arranging for collection of confidential waste for destruction or shredding, including all copies on whatever format.
Aside from the standard procedure, set out below, whenever there is a possibility of litigation or a request under the Freedom of Information Act the records that are likely to be affected should not be amended or disposed of until the threat of litigation has ended or the appeal processes under the Freedom of Information Act have been exhausted. In these circumstances the Monitoring Officer (the Chief Executive) should be consulted.
A record of disposals in accordance with this policy should be completed and maintained by the Authority on an electronic database.
Freedom of Information Act 2000
The Act introduced rights of access to information whereby the public has a general right of access to all types of recorded information held by public authorities, subject to certain exceptions (providing the public interest in disclosure does not outweigh the public interest in maintaining exemption).
Information is exempt from the provisions of the Act if it is accessible by other means. If the information is already covered in the OPCC’s Publication Scheme and is available via the website there will not be a requirement to provide that information in response to an individual request.
Aims and Objectives
It is recognised that information is a vital asset of the OPCC, which depends on reliable, up-to-date information systems to support the work that it does and the services provided to the communities of Staffordshire. This policy and standards will help the OPCC to:-
- Ensure the retention and availability of the minimum amount of relevant information that is necessary for it to opera
- Comply with legal and regulatory requirements, including the Freedom of Information Act 2000, the Data Protection Act 2018 and the Environmental Information Regulatio
- Save employees’ time and effort when retrieving information by reducing the amount of information that may be held unnecessarily.
- Minimise the administrative overhead to the OPCC and save money in terms of storage costs where hard copy information is taking up office space and electronic documents are using excessive storage capacity on computer equipment such as network server
- Ensure archival records that are of historical value are appropriately retained for the benefit of future generations.
Standard Procedure
This procedure applies to records which do not need to be retained.
Information which is duplicated, unimportant or of short term use can be destroyed under this standard procedure, including:
- compliment slips
- catalogues and trade journals
- telephone message slips
- non-acceptance of invitations
- messages or notes not related to OPCC business
- requests for standard information provided by the Authority
- out of date distribution lists
- working papers which lead to a final report (including OPCC meeting papers)
- duplicated and superseded material such as stationery, manuals, drafts, address books and reference copies of annual reports
- e-copies of documents where a hard copy has been printed and filed
The attached Schedule set out the retention periods for particular records.
Records
Full details of all relevant records can be found below
Records of Meetings Reports Outcome
| Function | Records | Retention |
|---|---|---|
| Meeting | Agendas and reports Indices Rough/draft/audio minutes |
6 years Destroy on completion of agreed document |
| PFCC Decision Log | Minutes Decision form |
7 years/Permanent |
| Partnership, agency & external meetings | Minutes Agendas and reports |
6 Years |
| Working Groups/Steering Groups | Minutes Agendas and reports |
6 Years |
| Appointment of Chief Constable & OPCC Officers & Staff | Advertisements *Application forms Interview reports Personnel files |
5 years (1 Year for unsuccessful applicants) |
| Termination of Chief Constable & OPCC Staff contracts | Resignation, redundancy, dismissal, death, retirement | 6 years after termination or, if pension paid 6 years after last pension payment |
| Complaints against Chief Constable & OPCC Officers | Correspondence | 3 years (after the conclusion of the investigation) |
| Independent Custody Visiting Scheme | Minutes, agendas, reports, Registers of visits, Custody Visitor details & Handbook | 6 years 3 years after end of appointment Until superseded |
| Corporate planning & reporting | Policing plans Strategy plans Annual reports |
Permanent |
| Statutory Inspections, reviews & external audit reports | HMI reports | Permanent |
| Casework | Records of Meetings Reports Outcome |
6 years after last correspondence or interaction with individual |
| Complaints/Appeal Decisions | Papers Bundles Decisions |
6 years |
| Police Appeal Tribunals | Papers Bundles Decisions |
6 months following decision |
| FOI’s | Request Report |
2 years |
| ROAR’s | Request Report |
2 years |
Police & Crime Commissioner
| Function | Records | Retention |
|---|---|---|
| Registers of Members’ Interests & Hospitality | Register of Interests Register of Hospitality |
6 years |
| Expenses Claims (Including Volunteer expenses) | Claim Forms & Receipts | 6 years |
Management
| Function | Records | Retention |
|---|---|---|
| Policy development | Policies Standing Orders/Financial Regulations Instructions/Procedures Organisation Charts |
Permanent until superseded or decommissioned |
| Information management | Filing indices Records of transfer to archives Summary of responses to enquiries Disposal Record Reports/correspondence on OPCC actions Routine responses to enquiries |
6 years |
| Media relations | Media releases | 2 Years |
| Marketing | Electronic newsletter | Until user opts out |
| Diaries & calendars | Electronic & manual diaries/calendars | 3 years |